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Let $(M,g)$ be a compact Riemannian manifold. Is there an example of a geodesic $c:\mathbb{R}\to M$ s.t. $c(\mathbb{R})$ is compact, $c$ is NOT periodic (i.e. be NOT a closed geodesic) ?

stb2084
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3 Answers3

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(I'm assuming you mean a smooth Riemannian manifold.) I really struggled with this problem. Here is my outline of an attempt.

First consider this as a special case of the following:

Theorem. If $X$ is a smooth vector field on a manifold $N$, and $f:\mathbb R \to N$ is a solution to the differential equation $\dot f(t) = Xf(t)$, then either $f(t_1) = f(t_2)$ for some $t_1 \ne t_2$ (and hence $f$ is periodic or constant), or the image $f(\mathbb R)$ is not compact.

How to prove the theorem? $X$ defines a group action $T$ by $\mathbb R$ onto $N$ where $T(t)(p) = f(t)$, with $f$ solving the ODE $\dot f(t) = Xf(t)$, $f(0) = p$. Now if $f(\mathbb R)$ is compact but not periodic or constant, then there must be one point on $f(\mathbb R)$ that is a limit point. But since the action $T$ is continuous, and transitive on $f(\mathbb R)$, it follows that $f(\mathbb R)$ is a perfect subset of $N$.

Find a codimension $1$ submanifold $B$ (not compact, eg like a small open subset of a plane in $\mathbb R^3$) in a neighborhood of $f(0)$ that is transversal to the flow $X$, that is, $X$ is never parallel to $TB$. Persuade yourself that the closure of $B$ intersect $f(\mathbb R)$ must be a perfect set. But $f(\mathbb R)$ can only hit $B$ countably many times. And a perfect set must be uncountable.

Now to answer your question: apply the above to the vector field $X$ on $N = TM$ that on any chart takes $(p,v)$ to $(v,\phi(p,v))$, where $\ddot p = \phi(p,\dot p)$ is the usual Euler-Lagrange equation that defines a geodesic. So the image $f(\mathbb R) \subset TM$ is not compact. Suppose for a contradiction that $\pi(f(\mathbb R))$ is compact where $\pi:TM \to M$ is the canonical projection.

Here I am stuck!

  • Can you further explain your action $T$? Is that $f$ defined by $T$ a geodesic on $M$? (Is it an action on $TM$?) –  Nov 24 '14 at 08:12
  • @John The theorem doesn't mention geodesics. So the action $T$ has nothing to do with geodesics. $T(t)$ simply means "follow the flow $X$ for time $t$." – Stephen Montgomery-Smith Nov 24 '14 at 12:52
  • But isn't that $X$ is a vector field on $TM$? So $T$ should be the action on $TM$? (I am talking about second last paragraph) –  Nov 24 '14 at 12:53
  • No. In the third to last paragraph I apply the theorem to $TM$. The notation is confusing, because the theorem is about $M$, and then I apply the theorem to $M = TM$. Maybe I should have use different letters. – Stephen Montgomery-Smith Nov 24 '14 at 12:59
  • @John I changed $M$ to $N$ to avoid the confusion. – Stephen Montgomery-Smith Nov 24 '14 at 13:02
  • Thanks for the clarification! –  Nov 24 '14 at 13:04
  • @John and now the action of $T$ on $TM$ simply means "follow a geodesic for time $t$ starting at the point and direction $(p,v) \in TM$." – Stephen Montgomery-Smith Nov 24 '14 at 13:05
  • I don't think this completely addresses the original question. You are proving that an orbit of the geodesic flow on $TM$ is either periodic or noncompact, whereas the question asks whether a geodesic on $M$ is either periodic or noncompact. So your answer is incomplete unless you can prove that if you have a noncompact orbit of the geodesic flow in $TM$ then its image under the canonical projection $TM \to M$ is noncompact in $M$. – Lee Mosher Nov 24 '14 at 14:07
  • @LeeMosher You make a good point. I don't see how to fix it. – Stephen Montgomery-Smith Nov 24 '14 at 17:28
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    Actually, you proved it. First, look at the geodesic flow on the unit tangent bundle. There each flow line (which you called $f(\mathbb R)$ is either periodic or compact. But you have $f(t) = (\pi\circ f)'(t)$ since $f(t)$ projects to a unit speed geodesic. So if $(\pi\circ f)(t)$ is not periodic or non-compact, the same would be true for $f(t)$. – Peter Michor Nov 24 '14 at 19:43
  • There's a simpler proof of the theorem. If the geodesic is compact, a little playing around with limits will tell you it has a well-defined endpoint, i.e. the limit as $t \to \infty$ exists. Check to see if the vector field is non-zero at this "end point" and apply the existence and uniqueness theorem to complete the proof. – Ryan Budney Nov 24 '14 at 20:05
  • @PeterMichor Brilliant! I think you are correct. – Stephen Montgomery-Smith Nov 24 '14 at 22:17
  • @RyanBudney Can you outline how you show the endpoints are well defined? – Stephen Montgomery-Smith Nov 24 '14 at 22:18
  • @PeterMichor OK, I'm missing this part. If $\pi\circ f$ is non-compact, how do you conclude that $f$ is non-compact? – Stephen Montgomery-Smith Nov 24 '14 at 22:23
  • If $\vec v(t)$ is a solution, $\vec v(n)$ for $n$ a natural number is a sequence. So it has a convergent subsequence, being in a compact space. I call this the "endpoint" of the curve. Now apply the existence and uniqueness theorem to that endpoint. – Ryan Budney Nov 24 '14 at 22:27
  • @RyanBudney How do you show that $v(t)$ converges to this endpoint as $t \to \infty$? All you know is that a subsequence converges to this endpoint. – Stephen Montgomery-Smith Nov 24 '14 at 23:57
  • Technically we don't need to know that, as we've already cornered ourselves into a contradiction using the E&U theorem. – Ryan Budney Nov 25 '14 at 00:04
  • @RyanBudney How do you use the E&U theorem to finish the proof? – Stephen Montgomery-Smith Nov 25 '14 at 00:38
  • I believe @RyanBudney 's proof cannot be correct, one can imagine a curve which, roughly, does one revolution which 'looks like' a unit circle, then spirals in, then spirals back out while converges to the original revolution. Such behavior would not be in contradiction to the existence and uniqueness theorem – Quarto Bendir Jun 16 '20 at 04:45
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The answer is, as expected no. What follows is more of a proof sketch than a complete proof. Contradiction is attained in the same fashion as in Stephen M.S.'s answer. We make the obvious assumption $\dim M\geq 2$.

Consider some sequence of real numbers $r_n$ that tends to infinity. By compactness of $c(\Bbb R)$, there is some subsequence, say $s_n$, and some real number $t_0$, such that $c(s_n)\to c(t_0)$. Actually, by compactness of the unit sphere, we may arrange $\dot c(s_n)\to\dot c(t_0)$.

We need to weed out a little annoyance: the point $c(t_0)$ may be reached infinitely often. We can safely assume this is not the case. To convince ourselves, let us consider the map $$c\times c:\Bbb R\times\Bbb R\setminus\Delta\to M\times M,\quad(s,t)\mapsto(c(s),c(t))$$ it has constant rank ($2$, since $\dim M\geq 2$), and is easily seen to be transveral to the diagonal $\Delta_M\subset M\times M$ (otherwise the geodesic would be periodic). Hence the times $t\neq t'$ such that $c(t)=c(t')$ are isolated in $\Bbb R^2$, in the sense that $(c\times c)^{-1}(\Delta_M)$ is a discrete, hence countable, subset of $\Bbb R\times\Bbb R\setminus\Delta$ .

Thus, for some small $\epsilon>0$, the point $c(t_0+\epsilon)$ is only ever attained once by the curve $c$. Also, the fact that the derivatives $\dot c(s_n)$ converge to $\dot c(t_0)$ readily imply that the derivatives $\dot c(s_n+\epsilon)$ converge to $\dot c(t_0+\epsilon)$. Finally, modulo an affine change of parameter $t\mapsto t+a$ we may assume

For all $t\neq 0$, $c(t)\neq c(0)$, and there is a seqence $t_n\to+\infty$ such that $\dot c(t_n)\to\dot c(0)$.

In any case, if you take a little (compact) piece of hypersurface $H$ that contains $c(0)$ and is (say) orthogonal to $\dot c(0)$, we see that (by construction of the sequence $t_n$) the curve $c(t)$ will traverse $H$ infinitely often.

Hence, the set $S\subset\Bbb R$ of $t$ such that for some compact hypersurface patch $H$ containing $c(t)$ and transversal to $\dot c(t)$, $c(t)$ is non-isolated in $H\cap c(\Bbb R)$ is non-empty, since it contains $0$.

$S$ is easily seen to be open in $\Bbb R$. This necessitates the hypothesis that $\dot c(t_n)\to\dot c(0)$. But more is true: compactness of $M$ implies that there is a uniform $r>0$ such that

  1. $\forall p\in M,\exp_p:B(0,r)\subset T_pM\to M$ is a diffeomorphism,
  2. $\forall p\in M$, the pullback metric $\exp_p^*g$ on the $r$-ball centered at $0$ of $T_pM$ deviates less than some small uniform $\delta>0$ from $g_p$.

This will imply that there exists some positive $\epsilon>0$ such that for all $t\in S$, $(t-\epsilon,t+\epsilon)\subset S$. Since $S$ is non-empty, this implies $S=\Bbb R$

(EDIT. This last point is not true as stands: There are problems with points that are visited infinitely many times. This invalidates the proof.)

As a consequence, the intersection we were considering earlier $$H\cap c(R)$$ is closed and without isolated points (up until now, we only knew $c(0)$ was not isolated, but $S=\Bbb R$ implies that no point in this intersection is isolated). But it is also countable by some transversality argument (which may require one to slightly perturb the piece of hypersurface $H$). Hence it is a countable perfect set, of which there can be none in a manifold.

  • I haven't digested all this yet, but certainly—by dimension considerations—$c\times c$ can only be transverse to the diagonal when either (1) $\dim M = 2$ or (2) $c$ never hits the same point twice. – Ted Shifrin Nov 24 '14 at 21:33
  • @tedshifrin I don't need transversality per se, I only want $T_{(t,t')}c\times c(T_{(t,t')}\Bbb R\times\Bbb R)\oplus T\Delta_M$. – Olivier Bégassat Nov 24 '14 at 21:39
  • There is a mistake elsewhere I don't know if it can be fixed. – Olivier Bégassat Nov 24 '14 at 21:42
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Yes, this is true and not even hard to prove, but you need a trick. Let $c: {\mathbb R}\to M$ be a complete geodesic with compact image (you do not even need $M$ to be closed). Let $\pi: UM\to M$ denote the unit tangent bundle. The geodesic $c$, of course, has a canonical lift to a map $\tilde{c}: {\mathbb R}\to UM$. The image of $\tilde{c}$ is still compact; it is a trajectory of the geodesic flow on $UM$, which is a smooth action of the group $G={\mathbb R}$ on $UM$. Now, it is a general fact of topological dynamics, see here, here, here, here:

Theorem. Let $G$ be a Lie group and $G\times X\to X$ is a continuous action of $G$ on a manifold (one needs much less). Suppose that $x\in X$ is a point such that the orbit $Gx$ is closed in $X$. Then the orbit map $G\to Gx\subset X, g\mapsto gx$ defines a homeomorphism $G/G_x\to Gx$, where $G_x$ is the stabilizer of $x$ in $G$.

The proof that I gave in the answer to the 1st linked question uses Baire category theorem and nothing else.

In your case: Unless $c$ (equivalently, $\tilde{c}$) is a periodic geodesic, its stabilizer in $G$ is trivial and, hence, we obtain a homeomorpism ${\mathbb R}\to \tilde{c}({\mathbb R})$, which is absurd since $\tilde{c}({\mathbb R})$ is compact.

Moishe Kohan
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